Shareholdings Structure

As at 23 March 2020

Statistics Of Shareholders

SUBSTANTIAL SHAREHOLDERS AS AT 23 March 2020
(As recorded in the Register of Substantial Shareholders)

Notes:

  1. As a percentage of the issued share capital of the Company (excluding the 13,517,860 Shares held as treasury shares), comprising 254,007,494 Shares as at the Latest Practicable Date.
  2. Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) ("Form 3") received by the Company on 6 September 2017, China Stem Cells Holdings Limited ("CSCHL") is the sole shareholder of China Stem Cells (East) Company Limited ("CSCECL") and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
  3. Based on the Form 3 received by the Company on 6 September 2017, China Cord Blood Services Corporation ("CCBSC") is the sole shareholder of CSCHL and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
  4. Based on the Form 3 received by the Company on 6 September 2017, "Global Cord Blood Corporation" ("GCBC") is the sole shareholder of CCBSC and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
  5. Based on the Form 3 received by the Company on 31 January 2018, Blue Ocean Structure Investment Company Ltd (BVI) ("BOSICL") holds 65.40% of the issued and outstanding share capital of GCBC and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
  6. Based on the Form 3 received by the Company on 31 January 2018, Blue Ocean Creation Investment Hong Kong Limited ("BOCIHKL") is the sole shareholder of BOSICL and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
  7. Based on the Form 3 received by the Company on 31 January 2018, Shanghai Blue Ocean Ke Rui Financial information Service Partnership ("SBOKRFISP") is the sole shareholder of BOCIHKL and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
  8. Based on the Form 3 received by the Company on 31 January 2018, Nanjing Ying Peng Hui Kang Medical Industry Investment Partnership (Limited Partnership) ("NYPHKMIIP") is the limited partner of SBOKRFISP and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
  9. Based on the Form 3 received by the Company on 31 January 2018, Nanjing Ying Peng Asset Management Limited ("NYPAML") is the general partner of SBOKRFISP. NYPAML is also general partner of NYPHKMIIP. NYPAML is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
  10. Based on the Form 3 received by the Company on 31 January 2018, Sanpower Group Nanjing Investment Management Limited ("SGNIML") is the sole shareholder of NYPAML and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
  11. Based on the Form 3 received by the Company on 31 January 2018, Sanpower Group Corporation ("SPC") is the sole shareholder of SGNIML and holds 27.32% equity interest in Nanjing Xinjiekou Department Store Co., Ltd. ("NXDSCL"). SPC is therefore deemed to be interested in the Shares held by CSCECL and NXDSCL by virtue of Section 4 of the SFA.
  12. Based on the Form 3 received by the Company on 31 January 2018, Yuan Yafei holds 97.5% equity interest in SPC and is therefore deemed to be interested in the Shares held by CSCECL and NXDSCL by virtue of Section 4 of the SFA.
  13. Based on the Form 3 received by the Company on 10 July 2019, Hon Kwok Lung is the sole shareholder of Full Day Limited ("FDL") and holds 80% equity interest in Sincere View International Limited ("SVIL"). Lam Suk Ying, the spouse of Hon Kwok Lung, holds 20% equity interest in SVIL. Hon Kwok Lung is therefore deemed to be interested in the Shares held by FDL and SVIL by virtue of Section 4 of the SFA.
  14. Based on the Form 3 received by the Company on 10 July 2019, Lam Suk Ying holds 20% equity interest in SVIL. Hon Kwok Lung, the spouse of Lam Suk Ying, is the sole shareholder of FDL and holds 80% equity interest in SVIL. Lam Suk Ying is therefore deemed to be interested in the Shares held by FDL and SVIL by virtue of Section 4 of the SFA.
  15. Based on the Form 3 received by the Company on 16 September 2015, Shanghai Dunheng Capital Management Co., Ltd ("SDCMCL") is the sole shareholder of Robust Plan Limited ("RPL") and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
  16. Based on the Form 3 received by the Company on 16 September 2015, Jiaxing Huiling No. 3 Investment Partnership (Limited Partnership) ("JX No.3") is the sole shareholder of SDCMCL and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
  17. Based on the Form 3 received by the Company on 16 September 2015, Minsheng (Shanghai) Asset Management Co., Ltd. ("MSAMCL") holds 99.95% equity interest in JX No.3 and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
  18. Based on the Form 3 received by the Company on 16 September 2015, China Minsheng Investment Corp., Ltd ("CMICL") is the sole shareholder of MSAMCL and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
  19. Based on the Form 3 received by the Company on 16 September 2015, Jiaxing Huiling Capital Management Co., Ltd ("JHCMCL") holds 0.05% equity interest in JX No.3 and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
  20. Based on the Form 3 received by the Company on 16 September 2015, CMI Capital Co., Ltd is the sole shareholder of JHCMCL and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
  21. Based on the Form 3 received by the Company on 24 December 2015, Vcanland Holding Group Company Limited ("VHGCL") is deemed interested in the Shares held by RPL pursuant to the sale and purchase agreement dated 23 December 2015 entered into with JX No.3 and Jiaxing Huiling Investment Management Co., Ltd for the acquisition of all the shares in the capital of SDCMCL. The completion under the sale and purchase agreement is subject to the satisfaction of several conditions precedents.
  22. Based on the Form 3 received by the Company on 24 December 2015, Li Defu is the shareholder of VHGCL and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.

Twenty Largest Shareholders

FREE FLOAT [Rule 1207(9) of the Listing Manual]

As at 23 March 2020, approximately 33.49 % of the shareholding in the Company was held in the hands of the public (based on the information available to the Company). Accordingly, the Company has complied with Rule 723 of the Listing Manual.