Cordlife Group Limited
Annual Report 2016
125
Statistics
of Shareholdings
As at 13 September 2016
(28) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, Li Zhe holds 20% equity interest in LCM and is therefore deemed to be
interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(29) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, Huangpu Investment Holding Limited (“
HIHL
”) is deemed to have an interest
in the Shares held by KIHL pursuant to share charge granted by KIHL to HIHL in respect of the Shares acquired or to be
acquired by KIHL and a call option over all of the issued ordinary shares in KIHL.
(30) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, China Huarong International Holdings Limited (“
CHIHL
”) is the sole shareholder
of HIHL and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(31) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, Huarong Real Estate Co., Ltd. (“
HRECL
”) holds 88.10% equity interest in CHIHL
and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(32) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, China Huarong Asset Management Co., Ltd. is the sole shareholder of HRECL
and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(33) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 1 July 2016, Nanjing Xinjiekou Department Store Co. Ltd. is deemed interested in the Shares held
by WSPL, PIPL, and CIPL pursuant to the sale and purchase agreements dated 30 June 2016 entered into with WSPL, PIPL,
and CIPL for the purchase of an aggregate of 51,870,000 Shares. The completion under the sale and purchase agreement is
subject to the satisfaction of several conditions precedents.
TWENTY LARGEST SHAREHOLDERS
No.
Name
No. of Shares
%
1
MAYBANK KIM ENG SECURITIES PTE LTD
61,430,000
23.69
2
RAFFLES NOMINEES (PTE) LTD
43,374,499
16.72
3
CITIBANK NOMINEES SINGAPORE PTE LTD
39,214,241
15.12
4
COOP INTERNATIONAL PTE LTD
29,042,000
11.20
5
DBS VICKERS SECURITIES (S) PTE LTD
18,220,100
7.03
6
UOB KAY HIAN PTE LTD
8,135,400
3.14
7
DBS NOMINEES PTE LTD
6,509,751
2.51
8
HO HAN SIONG CHRISTOPHER
4,500,000
1.74
9
PROVIDENCE INVESTMENTS PTE LTD
4,100,000
1.58
10
TANTALUM CELLULAR PRODUCTS LLC
2,566,972
0.99
11
XU YALAN
2,136,200
0.82
12
PHILLIP SECURITIES PTE LTD
1,560,786
0.60
13
ONG MIN KHIM
1,450,000
0.56
14
UNITED OVERSEAS BANK NOMINEES PTE LTD
1,232,349
0.48
15
CHUNG KWONG YI
1,200,000
0.46
16
OCBC SECURITIES PRIVATE LTD
952,300
0.37
17
HSBC (SINGAPORE) NOMINEES PTE LTD
895,266
0.35
18
RHB SECURITIES SINGAPORE PTE LTD
893,800
0.34
19
ESTATE OF BEN CHNG KEE CHEONG, DECEASED
851,850
0.33
20
DB NOMINEES (S) PTE LTD
807,200
0.31
Total
229,072,714
88.34
FREE FLOAT [Rule 1207(9) of the Listing Manual]
As at 13 September 2016, approximately 31.07% of the shareholding in the Company was held in the hands of the
public (based on the information available to the Company). Accordingly, the Company has complied with Rule 723 of
the Listing Manual.
