124
Cordlife Group Limited
Annual Report 2016
Statistics
of Shareholdings
As at 13 September 2016
(11) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, SG Investments Pte Ltd (“
SGIPL
”) is a shareholder of TTESD and is deemed
to be interested in the Shares held by WSPL and PIPL by virtue of Section 4 of the SFA.
(12) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, Ho Han Leong Calvin is deemed to be interested in the Shares held by WSPL
and PIPL as he is a shareholder of SGIPL and TTESD.
(13) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 20 August 2015, FIL Limited is a privately-owned company incorporated under the laws of
Bermuda. Pandanus Partners L.P. is deemed interested in the Shares held by FIL Limited.
(14) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 16 September 2015, Shanghai Dunheng Capital Management Co., Ltd (“
SDCMCL
”) is the sole
shareholder of Robust Plan Limited (“
RPL
”) and is therefore deemed to be interested in the Shares held by RPL by virtue of
Section 4 of the SFA.
(15) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 16 September 2015, Jiaxing Huiling No. 3 Investment Partnership (Limited Partnership) (“
JX
No.3
”) is the sole shareholder of SDCMCL and is therefore deemed to be interested in the Shares held by RPL by virtue of
Section 4 of the SFA.
(16) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 16 September 2015, Minsheng (Shanghai) Asset Management Co., Ltd. (“
MSAMCL
”) holds 99.95%
equity interest in JX No.3 and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
(17) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 16 September 2015, China Minsheng Investment Corp., Ltd (“
CMICL
”) is the sole shareholder of
MSAMCL and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
(18) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 16 September 2015, Jiaxing Huiling Capital Management Co., Ltd (“
JHCMCL
”) holds 0.05% equity
interest in JX No.3 and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
(19) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 16 September 2015, CMI Capital Co., Ltd is the sole shareholder of JHCMCL and is therefore
deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
(20) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 24 December 2015, Vcanland Holding Group Company Limited (“
VHGCL
”) is deemed interested
in the Shares held by RPL pursuant to the sale and purchase agreement dated 23 December 2015 entered into with JX
No.3 and Jiaxing Huiling Investment Management Co., Ltd for the acquisition of all the shares in the capital of SDCMCL. The
completion under the sale and purchase agreement is subject to the satisfaction of several conditions precedents.
(21) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 24 December 2015, Li Defu is the shareholder of VHGCL and is therefore deemed to be
interested in the Shares held by RPL by virtue of Section 4 of the SFA.
(22) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, LH Capital I Limited (“
LHCIL
”) is the sole shareholder of Kunlum Investment
Holding Limited (“KIHL”) and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(23) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, LH Partner Assets Limited (“
LHPAL
”) holds 95% equity interest in LHCIL and is
therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(24) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, Shanghai Yuanzhan Haolin Investment L.P. (“
SYHILP
”) is the sole shareholder of
LHPAL and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(25) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, Lighthouse Capital Management, LLC (“
LCM
”) is the general partner of and
controls SYHILP and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(26) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, Hu Minglie holds 56% equity interest in LCM and is therefore deemed to be
interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(27) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 3 February 2016, Yu Yuesu holds 24% equity interest in LCM and is therefore deemed to be
interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
