Cordlife Group Limited
Annual Report 2016
123
Statistics
of Shareholdings
As at 13 September 2016
Direct
Deemed
% of
% of
Number
total issued
Number
total issued
Substantial Shareholders
of Shares
Shares
(1)
of Shares
Shares
(1)
Li Defu
18,133,000
(21)
6.99
Kunlum Investment Holding Limited
55,509,400
21.40
–
–
LH Capital I Limited
–
–
55,509,400
(22)
21.40
LH Partner Assets Limited
–
–
55,509,400
(23)
21.40
Shanghai Yuanzhan Haolin Investment L.P.
–
–
55,509,400
(24)
21.40
Lighthouse Capital Management, LLC
–
–
55,509,400
(25)
21.40
Hu Minglie
–
–
55,509,400
(26)
21.40
Yu Yuesu
–
–
55,509,400
(27)
21.40
Li Zhe
–
–
55,509,400
(28)
21.40
Huangpu Investment Holding Limited
–
–
55,509,400
(29)
21.40
China Huarong International Holdings Limited
–
–
55,509,400
(30)
21.40
Huarong Real Estate Co., Ltd.
–
–
55,509,400
(31)
21.40
China Huarong Asset Management Co., Ltd.
–
–
55,509,400
(32)
21.40
Nanjing Xinjiekou Department Store Co., Ltd.
–
–
51,870,000
(33)
20.00
Notes:
(1) As a percentage of the issued share capital of the Company (excluding the 8,167,000 Shares held as treasury shares),
comprising 259,358,354 Shares as at the Latest Practicable Date.
(2) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, China Stem Cells Holdings Limited (“
CSCHL
”) is the sole shareholder of
China Stem Cells (East) Company Limited (“
CSCECL
”) and is therefore deemed to be interested in the Shares held by CSCECL
by virtue of Section 4 of the SFA.
(3) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, China Cord Blood Services Corporation (“
CCBSC
”) is the sole shareholder of
CSCHL and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
(4) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, China Cord Blood Corporation (“
CCBC
”) is the sole shareholder of CCBSC
and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
(5) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, Golden Meditech Stem Cells Company Limited (“
GMSCCL
”) holds
approximately 42.03% equity interest in CCBC and is therefore deemed to be interested in the Shares held by CSCECL by
virtue of Section 4 of the SFA.
(6) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, Golden Meditech Holdings Limited is the sole shareholder of GMSCCL and is
therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
(7) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 20 April 2016, Bonvests Holdings Limited is the sole shareholder of Coop International Pte. Ltd.
(“
CIPL
”) and is therefore deemed to be interested in the Shares held by CIPL by virtue of Section 4 of the SFA.
(8) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, Providence Investments Pte Ltd (“
PIPL”
) is the sole shareholder of Wells
Spring Pte. Ltd. (“
WSPL
”) and is therefore deemed to be interested in the Shares held by WSPL by virtue of Section 4 of the
SFA.
(9) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, Chye Hin Pte Ltd (“
CHPL
”) is the sole shareholder of PIPL and is therefore
deemed to be interested in the Shares held by WSPL and PIPL by virtue of Section 4 of the SFA.
(10) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities)
received by the Company on 17 November 2014, Tai Tak Estates Sdn Bhd (“
TTESD
”) is the sole shareholder of CHPL and is
therefore deemed to be interested in the Shares held by WSPL and PIPL by virtue of Section 4 of the SFA.
