134
CORDLIFE GROUP LIMITED
| ANNUAL REPORT 2015
STATISTICS OF SHAREHOLDINGS
AS AT 17 SEPTEMBER 2015
Notes:
(1)
As a percentage of the issued share capital of the Company (excluding the 8,228,000 Shares held as treasury shares), comprising 259,297,354
Shares.
(2)
China Stem Cells Holdings Limited (“
CSCHL
”) is the sole shareholder of China Stem Cells (East) Company Limited (“
CSCECL
”) and is therefore
deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the Securities and Futures Act (“
SFA
”).
(3)
China Cord Blood Services Corporation (“
CCBSC”
) is the sole shareholder of CSCHL and is therefore deemed to be interested in the Shares
held by CSCECL by virtue of Section 4 of the SFA.
(4)
China Cord Blood Corporation (“
CCBC
”) is the sole shareholder of CCBSC and is therefore deemed to be interested in the Shares held by
CSCECL by virtue of Section 4 of the SFA.
(5)
Golden Meditech Stem Cells Company Limited (“
GMSCCL
”) holds approximately 42.03% equity interests in CCBC and is therefore deemed
to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.
(6)
Golden Meditech Holdings Limited is the sole shareholder of GMSCCL and is therefore deemed to be interested in the Shares held by
CSCECL by virtue of Section 4 of the SFA.
(7)
Bonvests Holdings Limited is the sole shareholder of Coop International Pte. Ltd. (“
CIPL
”) and is therefore deemed to be interested in the
Shares held by CIPL by virtue of Section 4 of the SFA.
(8)
Providence Investments Pte Ltd (“
PIPL
”) is the sole shareholder of Wells Spring Pte. Ltd. (“
WSPL
”) and is therefore deemed to be interested
in the Shares held by WSPL by virtue of Section 4 of the SFA.
(9)
Chye Hin Pte Ltd (“
CHPL
”) is the sole shareholder of PIPL and is therefore deemed to be interested in the Shares held by WSPL and PIPL
by virtue of Section 4 of the SFA.
(10) Tai Tak Estates Sdn Bhd (“
TTESB
”) is the sole shareholder of CHPL and is therefore deemed to be interested in the Shares held by WSPL
and PIPL by virtue of Section 4 of the SFA.
(11) SG Investments Pte Ltd (“
SIPL
”) is a shareholder of TTESB and is therefore deemed to be interested in the Shares held by WSPL and PIPL
by virtue of Section 4 of the SFA.
(12) Ho Han Leong Calvin is deemed to be interested in the Shares held by WSPL and PIPL as he is a shareholder of SIPL and TTESB.
(13) Based on the Form 3 (Notification Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the
Company on 20 August 2015, FIL Limited is a privately-owned company incorporated under the laws of Bermuda. Pandanus Partner L.P.
is deemed interested in the shares held by FIL Limited.
(14) Shanghai Dunheng Capital Management Co., Ltd (“
SDCMCL
”) is the sole shareholder of Robust Plan Limited (“
RPL
”) and is therefore
deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
(15) Jiaxing Huiling No. 3 Investment Partnership (Limited Partnership) (“
JH 3
”) is the sole shareholder of SDCMCL and is therefore deemed to
be interested in the Shares held by SDCMCL by virtue of Section 4 of the SFA.
(16) Minsheng (Shanghai) Asset Management Co., Ltd. (“
MSAMCL
”) is deemed to have an interest in the Cordlife Shares held by RPL through
its 99.95%-owned subsidiary, JH 3, by virtue of Section 4 of the SFA.
(17) China Minsheng Investment Corp., Ltd (“
CMICL
”) is deemed to have an interest in the Shares held by RPL through its wholly-owned
subsidiary, MSAMCL by virtue of Section 4 of the SFA.
(18) Jiaxing Huiling Capital Management Co., Ltd (“
JH
”) is deemed to have an interest in the Shares held by RPL by virtue of Section 4 of the
SFA as it has the authority to exercise control over the disposal of the Shares. RPL is wholly-owned by SDCMCL which is in turn wholly-
owned by JH 3 which is 99.95% owned by MSAMCL and 0.05% owned by JH.
(19) CMI Capital Co., Ltd is deemed to have an interest in the Shares held by RPL, through its wholly-owned subsidiary, JH by virtue of Section 4
of the SFA.
