Shareholdings Structure

As at 13 September 2016

Statistics Of Shareholders

SUBSTANTIAL SHAREHOLDERS AS AT 13 SEPTEMBER 2016
(As recorded in the Register of Substantial Shareholders)

Notes:

(1) As a percentage of the issued share capital of the Company (excluding the 8,167,000 Shares held as treasury shares), comprising 259,358,354 Shares as at the Latest Practicable Date.

(2) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, China Stem Cells Holdings Limited (“CSCHL”) is the sole shareholder of China Stem Cells (East) Company Limited (“CSCECL”) and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.

(3) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, China Cord Blood Services Corporation (“CCBSC”) is the sole shareholder of CSCHL and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.

(4) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, China Cord Blood Corporation (“CCBC”) is the sole shareholder of CCBSC and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.

(5) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, Golden Meditech Stem Cells Company Limited (“GMSCCL”) holds approximately 42.03% equity interest in CCBC and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.

(6) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, Golden Meditech Holdings Limited is the sole shareholder of GMSCCL and is therefore deemed to be interested in the Shares held by CSCECL by virtue of Section 4 of the SFA.

(7) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 20 April 2016, Bonvests Holdings Limited is the sole shareholder of Coop International Pte. Ltd. (“CIPL”) and is therefore deemed to be interested in the Shares held by CIPL by virtue of Section 4 of the SFA.

(8) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, Providence Investments Pte Ltd (“PIPL”) is the sole shareholder of Wells Spring Pte. Ltd. (“WSPL”) and is therefore deemed to be interested in the Shares held by WSPL by virtue of Section 4 of the SFA.

(9) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, Chye Hin Pte Ltd (“CHPL”) is the sole shareholder of PIPL and is therefore deemed to be interested in the Shares held by WSPL and PIPL by virtue of Section 4 of the SFA.

(10) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, Tai Tak Estates Sdn Bhd (“TTESD”) is the sole shareholder of CHPL and is therefore deemed to be interested in the Shares held by WSPL and PIPL by virtue of Section 4 of the SFA.

(11) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, SG Investments Pte Ltd (“SGIPL”) is a shareholder of TTESD and is deemed to be interested in the Shares held by WSPL and PIPL by virtue of Section 4 of the SFA.

(12) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 17 November 2014, Ho Han Leong Calvin is deemed to be interested in the Shares held by WSPL and PIPL as he is a shareholder of SGIPL and TTESD.

(13) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 20 August 2015, FIL Limited is a privately-owned company incorporated under the laws of Bermuda. Pandanus Partners L.P. is deemed interested in the Shares held by FIL Limited.

(14) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 16 September 2015, Shanghai Dunheng Capital Management Co., Ltd (“SDCMCL”) is the sole shareholder of Robust Plan Limited (“RPL”) and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.

(15) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 16 September 2015, Jiaxing Huiling No. 3 Investment Partnership (Limited Partnership) (“JX No.3”) is the sole shareholder of SDCMCL and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.

(16) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 16 September 2015, Minsheng (Shanghai) Asset Management Co., Ltd. (“MSAMCL”) holds 99.95% equity interest in JX No.3 and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.

(17) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 16 September 2015, China Minsheng Investment Corp., Ltd (“CMICL”) is the sole shareholder of MSAMCL and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.

(18) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 16 September 2015, Jiaxing Huiling Capital Management Co., Ltd (“JHCMCL”) holds 0.05% equity interest in JX No.3 and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.

(19) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 16 September 2015, CMI Capital Co., Ltd is the sole shareholder of JHCMCL and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
(20) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 24 December 2015, Vcanland Holding Group Company Limited (“VHGCL”) is deemed interested in the Shares held by RPL pursuant to the sale and purchase agreement dated 23 December 2015 entered into with JX No.3 and Jiaxing Huiling Investment Management Co., Ltd for the acquisition of all the shares in the capital of SDCMCL. The completion under the sale and purchase agreement is subject to the satisfaction of several conditions precedents.
(21) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 24 December 2015, Li Defu is the shareholder of VHGCL and is therefore deemed to be interested in the Shares held by RPL by virtue of Section 4 of the SFA.
(22) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, LH Capital I Limited (“LHCIL”) is the sole shareholder of Kunlum Investment Holding Limited (“KIHL”) and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(23) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, LH Partner Assets Limited (“LHPAL”) holds 95% equity interest in LHCIL and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(24) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, Shanghai Yuanzhan Haolin Investment L.P. (“SYHILP”) is the sole shareholder of LHPAL and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(25) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, Lighthouse Capital Management, LLC (“LCM”) is the general partner of and controls SYHILP and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(26) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, Hu Minglie holds 56% equity interest in LCM and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(27) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, Yu Yuesu holds 24% equity interest in LCM and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(28) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, Li Zhe holds 20% equity interest in LCM and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(29) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, Huangpu Investment Holding Limited (“HIHL”) is deemed to have an interest in the Shares held by KIHL pursuant to share charge granted by KIHL to HIHL in respect of the Shares acquired or to be acquired by KIHL and a call option over all of the issued ordinary shares in KIHL.
(30) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, China Huarong International Holdings Limited (“CHIHL”) is the sole shareholder of HIHL and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(31) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, Huarong Real Estate Co., Ltd. (“HRECL”) holds 88.10% equity interest in CHIHL and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(32) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 3 February 2016, China Huarong Asset Management Co., Ltd. is the sole shareholder of HRECL and is therefore deemed to be interested in the Shares held by KIHL by virtue of Section 4 of the SFA.
(33) Based on the Form 3 (Notifi cation Form for Substantial Shareholder(s)/Unitholder(s) in respect of Interests in Securities) received by the Company on 1 July 2016, Nanjing Xinjiekou Department Store Co. Ltd. is deemed interested in the Shares held by WSPL, PIPL, and CIPL pursuant to the sale and purchase agreements dated 30 June 2016 entered into with WSPL, PIPL, and CIPL for the purchase of an aggregate of 51,870,000 Shares. The completion under the sale and purchase agreement is subject to the satisfaction of several conditions precedents.

Twenty Largest Shareholders

FREE FLOAT [Rule 1207(9) of the Listing Manual]

As at 13 September 2016, approximately 31.07% of the shareholding in the Company was held in the hands of the public (based on the information available to the Company). Accordingly, the Company has complied with Rule 723 of the Listing Manual.